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Auditing

Introducing auditing systems to comply to standards imposed by customers and regulatory authorities has become the operational bencmark for business success. Now these best practices can be easily transferred to your organization.

Learning Objectives

On completion of this training course participants will:

Understand the core principles of auditing
-
Why Audit?
-
What is an Audit?
-
Types of Audits
-
The Focus of an Audit

Identify Pre-Audit Activity

Undertsnad the role of Audit History

How To Scope The Audit

Develop the Audit Team
-
Forming the Team
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The Lead Auditor
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Auditors
-
Guides

Understand how to plan an audit
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Planning
-
Scheduling
-
Documentation
-
Constraints

Performing an Audit
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Opening the Audit
-
Managing Activity
-
Gathering Evidence
-
Create and manage relevant documentation

Delivering the Results
-
Terminology
-
Recording and Reporting
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The Closing Meeting
-
Corrective Action

Course Overview

Introductions
Establishing Ground Rules
Starting The Session – ‘What I Expect”
Key Learning Principles
Pre-Assignment

Session I
Learning Objectives
Introduction
Why Audit?
What Is An Audit
Types Of Audit
Further Types Of Audit
Focus Of An Audit
Traditional Views Of Audits
Perceptions Of Audits
New Views On Audits
Exercise
Criteria Based Auditing
Exercise
Audit Objectives

Break


Session II
Introducing An Audit System
Pre-Audit Activity
Exercise
Audit History
Defining The Scope Of An Audit
Benefits Of Having An Audit Scope
Audit Process Flow

Session III (12.05 – 12.45)
Setting Up The Audit Team
The Audit Team
Composition Of The Team
Exercise
Lead Auditor Responsibilities
Auditor Responsibilities
Guide’s Responsibilities

Lunch

Session IV
Planning The Audit
Exercise
Scheduling The Audit
Audit Documentation
Audit Checklists
Audit Checklist Sections
Constraints On The Audit Checklist


Session V
Performing The Audit
Opening The Audit Meeting
Opening Meeting Attendees
Exercise
Starting The Audit
Managing Your Activity As An Auditor
Gathering Objective Evidence
Questioning Skills
Observation
Note Taking
Aborting The Audit
Audit Team Meeting
Effective Auditor Attitude
Auditee Tactics
The Auditor From Hell

Comfort Break (Optional)

Session VI
Delivering The Audit
Delivering The Results
Exercise
Recording A Non Compliance
Scaling The Non Compliance

Reports
Non Conformance Reports
Closing Meeting
Corrective Action
Follow-up

Final Review
Summary
Post Assignment
Action Plan
Recommended Reading
Evaluation
Closing Exercise

 
 


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"Look what You'll Receive With Every OakTrainer Advantage Course"

Oak Training ContentFacilitator Manual
Customizable. Detailed facilitator information that will guide you in delivering this training course.

Oak Training ContentParticipant Manual
Customizable. Can be opened in Word and you can make any change you like.

Oak Training ContentPowerpoint Slides
Customizable. We've created the slides so you don't have to. Slides be opened in Microsoft Powerpoint and you can make any change you like.

Oak Training ContentCourse Exercises
Customizable. Each course comes with useful exercises that encourage participants to apply the learning to their own organizations.

Oak Training ContentCourse Outline
Customizable. Detailed course outline will help you maximize learning.

Oak Training ContentCourse Advertorial
Customizable. Advertize your training internally or externally with this informative course advertorial.  

Oak Training ContentTraining Ice Breakers
Customizable. 21 icebreakers ready-to-use in any training session.

Oak Training ContentTraining Games
Customizable. 21 training games ready-to-use in any training session.

Oak Training ContentCourse Tests
Customizable. A Pre-Course test will help you evaluate your participants prior to the training and collect important information on participants needs and their current understanding of the course topic. A post-course test Evaluate participants learning at the end of the training

Oak Training ContentFurther Reading
Customizable. Provide you participants with a summary of additional materials on the subject matter.

Oak Training ContentCourse Evaluation
Customizable. Provide you participants with a detailed evaluation tool to evaluate the effectiveness of the course.

Oak Training ContentAction Plan
Customizable. Provide you participants with an action plan that they can use to maximize their learning long after the course is over.

Oak Training ContentExpert Guides
Customizable. You will also recieve three informative expert guides on developing participation, evaluating training and listening skills that will help you maximize the learning in any training session.


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OakTrainer Advantage Courses Available

The following OakTrainer Advantage Courses are available today (Click Course Title Learn More)

Auditing

Benchmarking

Change Management

Coaching and Mentoring

Effective Meetings



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